New Frontiers in Securities: Join Reps from the SEC and DOJ for Discussion of Key Issues July 27

Join representatives of the Securities and Exchanges Commission and Department of Justice for discussion of key securities issues affecting local practitioners.  The presentation will include:

  • Panel discussion of trends and investments impacting North Carolina – crowdfunding, cryptocurrencies, and other local public offerings, and how these investments impact the private bar
  • Overview of SEC structure and jurisdiction
  • Overview of DOJ structure and jurisdiction
  • Discussion of SEC and DOJ whistleblower programs
  • Discussion of DOJ restitution and forfeiture

Where: Mountain View Room, Sherrill Center UNCA

When: Friday, July 27, 8:30am – Noon

Coffee and light refreshments provided.

IMPORTANT: Please RSVP Walter Diehl at or respond to the electronic Greenvelope invitation you received in your email. Thank you and hope you can join us!

Presented by Deutsch & Gottschalk and McGuire Wood & Bissette